In English law, causation refers to the essential connection between the defendant’s actions and the claimant’s loss or harm, a necessary element to establish legal liability, particularly in tort and contract.
Definition and principles
Causation determines whether the defendant’s actions directly resulted in the claimant’s harm or loss. It involves two key concepts:
Factual causation: established through the “but-for” test—whether the harm would have occurred but for the defendant’s conduct.
Legal causation (remoteness): limits liability to consequences reasonably foreseeable from the defendant’s actions.
Key tests and approaches
But-for test: Primary test for factual causation, assessing whether harm would have happened without the defendant’s act.
Material contribution: Used where multiple factors contribute to the harm, allowing liability even without sole causation.
Case example: Barton v Armstrong (1973)
Barton v Armstrong addressed causation in duress cases. The Privy Council held that if threats influenced the claimant’s decision—even if not the sole cause—the threats would be sufficient to establish causation, highlighting the broader approach in some contexts.
Breaking the chain (Novus actus interveniens)
A defendant may escape liability if an unforeseeable event (novus actus interveniens) breaks the chain of causation, showing that the claimant’s harm was not directly attributable to the defendant’s actions.
Criticism and challenges
Causation can be contentious, particularly in complex cases involving multiple factors. Critics argue that tests like “but-for” oversimplify real-world causative scenarios. Courts, therefore, adapt their approach to ensure fair outcomes.
Mrs Webb, a polio survivor, injured her knee tripping at work. Her consultant negligently advised amputation without proper investigation or discussing alternatives. The Court of Appeal held that had she been properly advised, she would not have consented to amputation, and apportioned liability between her employer and the NHS Trust....
The defendant stabbed his pregnant partner, causing premature birth; the child was born alive but died from complications of prematurity. The House of Lords held he could not be guilty of murder, as malice could not be transferred via the foetus, but was guilty of unlawful act manslaughter. Facts The...
Church violently assaulted Mrs Nott in his van, rendering her unconscious, then threw her into a river believing, he claimed, that she was dead. She drowned. The Court of Appeal upheld his manslaughter conviction and clarified the test for unlawful act manslaughter. Facts The appellant, Cyril David Church, was tried...
An 18-year-old Jehovah’s Witness refused a life-saving blood transfusion after being stabbed by the appellant and died. The Court of Appeal held that her refusal did not break the chain of causation; the stab wound remained an operative cause of death, so the manslaughter conviction stood. Facts The appellant, Robert...
Roberts drove a young woman in his car and, after unwanted sexual advances, she jumped from the moving vehicle, suffering injuries. Convicted of assault occasioning actual bodily harm, he appealed. The Court of Appeal held the trial judge’s causation direction correct and dismissed the appeal. Facts The appellant, Kenneth Joseph...
Pagett used his pregnant girlfriend as a human shield while firing at armed police. Officers lawfully returned fire and killed her. The Court of Appeal held he had legally caused her death and upheld his manslaughter conviction, clarifying causation where third parties act in self-defence or legal duty. Facts The...
Empress Car Company stored diesel in a tank with unsafe withdrawal arrangements so that an unknown person could open an unlocked tap, causing diesel to enter a nearby river. The House of Lords held the company had "caused" the pollution under strict liability, clarifying causation where third-party acts intervene. Facts...
A’s car was left stationary and unlit on the M1 hard shoulder for about 15 minutes after a night out. A lorry driven by L veered across all lanes and hit the car, killing one passenger. The Court of Appeal held the trial judge misapplied causation principles and ordered a...
Taylor took a truck without consent and was involved in a fatal collision, though his driving was faultless. Charged with aggravated vehicle taking, the issue was whether injury need involve driving fault. The Supreme Court held that fault in the driving causing the injury is required. Facts Jack Taylor took...
Mr Hughes, uninsured and without a full licence but driving faultlessly, was involved in a fatal collision entirely caused by another driver’s dangerous, drug‑impaired driving. The Supreme Court held that section 3ZB requires some culpable element in the defendant’s driving which contributes to the death. Facts On a Sunday afternoon...
A Guernsey gas employer exposed an employee to asbestos over 27 years but was insured with Zurich for only six. The Supreme Court held that, under Barker, the employer’s and insurer’s liability for damages was proportionate to insured exposure, but defence costs were fully recoverable. Facts International Energy Group Ltd...
A very premature baby suffered severe visual impairment from retrolental fibroplasia and sued the health authority, alleging negligent oxygen management. The House of Lords held that McGhee did not alter the ordinary burden of proving causation, set aside earlier judgments, and ordered a retrial on causation. Facts The infant plaintiff,...
The Supreme Court heard conjoined mesothelioma appeals. It held that the Fairchild exception applies even where a single known occupational exposure is set against environmental exposure, rejecting the “doubles the risk” test. Any non‑de minimis increase in risk suffices, and epidemiological statistics alone cannot displace this special causation rule. Facts...
Martin Lynch, a known suicide risk, hanged himself in a police cell using an open hatch and spy hole. The House of Lords held the police owed and breached a duty to take reasonable care to prevent his suicide, but reduced damages by 50% for his contributory responsibility. Facts Martin...
Performance Cars’ Rolls-Royce was damaged in two minor collisions before repairs were done. The first already required an expensive respray. The Court of Appeal held the second driver was not liable for that cost because his negligence caused no additional need to respray. Facts On 25 February 1960 the defendant,...
Oil negligently discharged from the appellants' ship spread across Sydney Harbour and ignited, destroying the respondents' wharf. The Privy Council held that liability in negligence depends on whether the damage was reasonably foreseeable, overruling the 'direct consequences' test in Re Polemis. This established foreseeability as the test for remoteness of...
A steel erector died after falling from a tower when not wearing a safety belt. His employers had failed to provide one, but evidence showed he had never worn safety belts when available. The House of Lords held that the breach of duty did not cause his death, as he...
The widow of a man who died from lung cancer sued a tobacco manufacturer for negligence. The court dismissed the claim, finding she had failed to prove that any breach of duty by the company caused her husband to smoke. Facts The pursuer, Mrs McTear, brought an action for damages...
The appellant suffered a leg injury at work causing intermittent weakness. Days later, he attempted to descend steep stairs without assistance despite knowing his leg could give way. When it did, he jumped and fractured his ankle. The House of Lords held his unreasonable conduct broke the chain of causation....
A brickworks employee contracted dermatitis after working in hot, dusty conditions. His employers failed to provide shower facilities, which would have materially reduced the risk of disease. The House of Lords held that materially increasing the risk of injury was equivalent to materially contributing to causing the injury, allowing the...
Police Constable Knightley was injured when ordered to ride his motorcycle the wrong way through a tunnel to close it after Mr Johns negligently overturned his car. The Court of Appeal held that the chain of causation was broken by the Inspector's negligence, making Mr Johns not liable but the...
A GP negligently failed to refer a patient for genetic testing for haemophilia carrier status and gave incorrect advice. The patient later gave birth to a child with both haemophilia and autism. The Court of Appeal held the GP liable only for losses related to haemophilia, not autism, as autism...
Mr Jobling injured his back at work due to his employer's negligence, reducing his earning capacity by 50%. Before trial, he developed unrelated myelopathy rendering him totally unfit for work. The House of Lords held that this supervening illness must be taken into account when assessing damages for loss of...
A 13-year-old boy fell and fractured his hip. The hospital negligently failed to diagnose the injury for five days. He developed avascular necrosis causing permanent disability. The House of Lords held that since there was a 75% probability the damage was inevitable from the fall itself, causation was not established...
Mr Gregg's GP negligently failed to diagnose cancer, delaying treatment by nine months. His prospects of disease-free survival fell from 42% to 25%. The House of Lords (3-2) dismissed his appeal, holding that loss of a chance of recovery is not recoverable damage in clinical negligence where the claimant cannot...