Causation CASES

In English law, causation refers to the essential connection between the defendant’s actions and the claimant’s loss or harm, a necessary element to establish legal liability, particularly in tort and contract.

Definition and principles

Causation determines whether the defendant’s actions directly resulted in the claimant’s harm or loss. It involves two key concepts:

  • Factual causation: established through the “but-for” test—whether the harm would have occurred but for the defendant’s conduct.
  • Legal causation (remoteness): limits liability to consequences reasonably foreseeable from the defendant’s actions.

Key tests and approaches

  • But-for test: Primary test for factual causation, assessing whether harm would have happened without the defendant’s act.
  • Material contribution: Used where multiple factors contribute to the harm, allowing liability even without sole causation.

Case example: Barton v Armstrong (1973)

Barton v Armstrong addressed causation in duress cases. The Privy Council held that if threats influenced the claimant’s decision—even if not the sole cause—the threats would be sufficient to establish causation, highlighting the broader approach in some contexts.

Breaking the chain (Novus actus interveniens)

A defendant may escape liability if an unforeseeable event (novus actus interveniens) breaks the chain of causation, showing that the claimant’s harm was not directly attributable to the defendant’s actions.

Criticism and challenges

Causation can be contentious, particularly in complex cases involving multiple factors. Critics argue that tests like “but-for” oversimplify real-world causative scenarios. Courts, therefore, adapt their approach to ensure fair outcomes.

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Webb v Barclays Bank Plc [2001] EWCA Civ 1141

Mrs Webb, a polio survivor, injured her knee tripping at work. Her consultant negligently advised amputation without proper investigation or discussing alternatives. The Court of Appeal held that had she been properly advised, she would not have consented to amputation, and apportioned liability between her employer and the NHS Trust....

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R v Church [1965] 49 Cr App R 206

Church violently assaulted Mrs Nott in his van, rendering her unconscious, then threw her into a river believing, he claimed, that she was dead. She drowned. The Court of Appeal upheld his manslaughter conviction and clarified the test for unlawful act manslaughter. Facts The appellant, Cyril David Church, was tried...

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R v Blaue (1975) 61 Cr App R 271

An 18-year-old Jehovah’s Witness refused a life-saving blood transfusion after being stabbed by the appellant and died. The Court of Appeal held that her refusal did not break the chain of causation; the stab wound remained an operative cause of death, so the manslaughter conviction stood. Facts The appellant, Robert...

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R v Roberts [1971] EWCA Crim 4

Roberts drove a young woman in his car and, after unwanted sexual advances, she jumped from the moving vehicle, suffering injuries. Convicted of assault occasioning actual bodily harm, he appealed. The Court of Appeal held the trial judge’s causation direction correct and dismissed the appeal. Facts The appellant, Kenneth Joseph...

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R v Pagett [1983] EWCA Crim 1

Pagett used his pregnant girlfriend as a human shield while firing at armed police. Officers lawfully returned fire and killed her. The Court of Appeal held he had legally caused her death and upheld his manslaughter conviction, clarifying causation where third parties act in self-defence or legal duty. Facts The...

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R v A [2020] EWCA Crim 407

A’s car was left stationary and unlit on the M1 hard shoulder for about 15 minutes after a night out. A lorry driven by L veered across all lanes and hit the car, killing one passenger. The Court of Appeal held the trial judge misapplied causation principles and ordered a...

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R v Taylor [2016] UKSC 5

Taylor took a truck without consent and was involved in a fatal collision, though his driving was faultless. Charged with aggravated vehicle taking, the issue was whether injury need involve driving fault. The Supreme Court held that fault in the driving causing the injury is required. Facts Jack Taylor took...

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R v Hughes [2013] UKSC 56

Mr Hughes, uninsured and without a full licence but driving faultlessly, was involved in a fatal collision entirely caused by another driver’s dangerous, drug‑impaired driving. The Supreme Court held that section 3ZB requires some culpable element in the defendant’s driving which contributes to the death. Facts On a Sunday afternoon...

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Wilsher v Essex AHA [1987] UKHL 11

A very premature baby suffered severe visual impairment from retrolental fibroplasia and sued the health authority, alleging negligent oxygen management. The House of Lords held that McGhee did not alter the ordinary burden of proving causation, set aside earlier judgments, and ordered a retrial on causation. Facts The infant plaintiff,...

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Sienkiewicz v Greif (UK) Ltd [2011] UKSC 10

The Supreme Court heard conjoined mesothelioma appeals. It held that the Fairchild exception applies even where a single known occupational exposure is set against environmental exposure, rejecting the “doubles the risk” test. Any non‑de minimis increase in risk suffices, and epidemiological statistics alone cannot displace this special causation rule. Facts...

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Overseas Tankship (UK) Ltd v Morts Dock & Engineering Co Ltd (The Wagon Mound No 1) [1961] UKPC 2

Oil negligently discharged from the appellants' ship spread across Sydney Harbour and ignited, destroying the respondents' wharf. The Privy Council held that liability in negligence depends on whether the damage was reasonably foreseeable, overruling the 'direct consequences' test in Re Polemis. This established foreseeability as the test for remoteness of...

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McGhee v National Coal Board [1972] UKHL 11

A brickworks employee contracted dermatitis after working in hot, dusty conditions. His employers failed to provide shower facilities, which would have materially reduced the risk of disease. The House of Lords held that materially increasing the risk of injury was equivalent to materially contributing to causing the injury, allowing the...

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Knightley v Johns [1981] EWCA Civ 6

Police Constable Knightley was injured when ordered to ride his motorcycle the wrong way through a tunnel to close it after Mr Johns negligently overturned his car. The Court of Appeal held that the chain of causation was broken by the Inspector's negligence, making Mr Johns not liable but the...

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Khan v Meadows [2019] EWCA Civ 152

A GP negligently failed to refer a patient for genetic testing for haemophilia carrier status and gave incorrect advice. The patient later gave birth to a child with both haemophilia and autism. The Court of Appeal held the GP liable only for losses related to haemophilia, not autism, as autism...